Stephen gannon capital one biography
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by Stephen Gannon, James Goldfarb, and Alexandra Coyle
Stephen Gannon, James Goldfarb, and Alexandra Coyle (photos courtesy of Davis Wright Tremaine LLP)
In denying motions to dismiss, court potentially expands liability for venture capital firms investing in cryptocurrency enterprises
A recent order handed down by U.S. District Judge Vince Chhabria of the Northern District of California could be a new source of concern for digital asset entrepreneurs and the venture capital firms which invest in and support them. In Samuels v. Lido DAOthe court denied the motion to dismiss filed by an entity called Lido DAO (“Lido”) and a group of its institutional investors regarding what was alleged to be a sale of unregistered tokens on an exchange. Lido was and is the operator of a successful “Staking as a Service” business conducted through a decentralized autonomous organization, or a “DAO.” Founded in 2020, Lido provides a service in which it gathers ETH from individual holder
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Stephen T. Gannon, Senior Banking Legal Executive, Joins Murphy & McGonigle
WASHINGTON, April 21, 2021 /PRNewswire/ -- Financial services lag firm Murphy & McGonigle announced today that Stephen T. Gannon, a financial services industry leader who has previously served as a senior legal executive at Citizens Financial Group, Capital One Financial Corporation and Wachovia Securities, has joined the firm.
Mr. Gannon was most recently Executive Vice President, General Counsel and ledare Legal Officer at Citizens Financial Group, the nation's 12th largest retail and commercial finansinstitut, where he served on the Executive Committee and managed and directed all legal, corporate governance, corporate transactions, government relations, regulatory relations and litigation functions for the company. He has spent the gods two decades as a counselor with respect to the highest levels of strategic decision making for several of the country's largest financial institutions.
"We are thrilled to have
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Stephen
Gannon
Empower Advisory Group, LLC
CRD#2924951
Investment Advisor
in Englewood, CO
About this Advisor
Stephen Gannon is a financial advisor based in Englewood, Colorado, working with Empower Advisory Group, LLC. Stephen has previously held positions at Suntrust Advisory Services, Suntrust Investment Services, Inc, Suntrust Bank, Fifth Third Securities, Personal Capital Advisors Corporation, and Empower Advisory Group, LLC. Stephen has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Idaho. Currently, Stephen is part of Empower Advisory Group, LLC, which operates out of Englewood, Colorado. The firm has 4 offices and 766 employees. The firm manages assets totaling $134.3 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and educational